SEC Form 3 · accession 0001179110-16-030572
AquaVenture Holdings Ltd · WAAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 6, 2016
Accepted (ET)
Oct 6, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 2,005,022 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are owned directly by Virgin Green Fund I, L.P. (the "Fund"). VGF Partners I, L.P. is the general partner (the "Direct General Partner") of the Fund, and VGF I Limited is the general partner of the Direct General Partner (the "Ultimate General Partner"). Each of the Direct General Partner and the Ultimate General Partner disclaim beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.