SEC Form 4 · accession 0001387131-19-001394
FS KKR Capital Corp · FSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — Chief Executive Officer · Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | P | 500 | $6.49 | A | 256,012 | I | By Trust |
| Common StockF2,F3 | holding | — | — | — | 197,998 | I | By MCFDA SCV LLC | |
| Common StockF2,F4 | holding | — | — | — | 924,609 | I | By FSH Seed Capital Vehicle I LLC | |
| Common StockF2 | holding | — | — | — | 14,454 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 3,633 | I | By Trust FBO Minor Children | |
| Common StockF2 | holding | — | — | — | 12,824 | I | In 401(k) account | |
| Common StockF2 | holding | — | — | — | 8,783 | I | In IRA account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The 2011 Forman Investment Trust. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Includes shares received through stock distributions and shares received on account of reinvested distributions.
- F3MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.