SEC Form 4 · accession 0001387131-18-000071
FS KKR Capital Corp · FSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Gravina
Director
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | P | 2,300 | $7.6576 | A | 42,300 | D | |
| Common Stock | Jan 4, 2018 | P | 2,200 | $7.6568 | A | 12,200 | I | By Trust |
| Common StockF3 | holding | — | — | — | 35,000 | I | By Cobble Court Holdings LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price.
- F2The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by The Thomas J. Gravina 2010 Family Trust in multiple transactions at prices ranging from $7.65 to $7.70, inclusive. The price reported in Column 4 is the weighted average price. The reporting person disclaims beneficial ownership of any shares held by The Thomas J. Gravina 2010 Family Trust that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Cobble Court Holdings LP is a limited partnership controlled by the reporting person. The reporting person disclaims beneficial ownership of any shares held by Cobble Court Holdings LP that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.