SEC Form 5 · accession 0001387131-17-000531
FS KKR Capital Corp · FSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 3, 2017 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2016 | G | 458,016 | $0.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 882,330 | I | By Franklin Square Holdings, L.P. | |
| Common Stock | holding | — | — | — | 44,457 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 11,500 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 2,891 | I | By Trust FBO Minor Children | |
| Common StockF3 | holding | — | — | — | 10,203 | I | In 401(k) account | |
| Common StockF3 | holding | — | — | — | 6,988 | I | In IRA account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift by the Reporting Person to a gift to a charitable foundation created by the Reporting Person for no consideration.
- F2The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3Includes shares received through stock distributions and shares received on account of reinvested distributions.