SEC Form 4 · accession 0001387131-16-003859
FS KKR Capital Corp · FSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — Chief Executive Officer · Director
Period of report
Jan 7, 2016
Accepted (ET)
Jan 8, 2016 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 7, 2016 | P | 14,558 | $8.8178 | A | 340,450 | D | |
| Common Stock | Jan 7, 2016 | P | 22,200 | $8.9159 | A | 644,233 | I | By Franklin Square Holdings, L.P. |
| Common StockF2 | Jan 8, 2016 | P | 103,279 | $8.6688 | A | 443,729 | D | |
| Common Stock | Jan 8, 2016 | P | 57,486 | $8.6679 | A | 701,719 | I | By Franklin Square Holdings, L.P. |
| Common Stock | holding | — | — | — | 44,457 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 10,442 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 2,625 | I | By Trust FBO Minor Children | |
| Common StockF3 | holding | — | — | — | 9,264 | I | In 401(k) account | |
| Common StockF3 | holding | — | — | — | 6,335 | I | In IRA account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $8.76 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Includes shares received through stock distributions and shares received on account of reinvested distributions.
- F3The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.76 to $8.95, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in multiple transactions at prices ranging from $8.61 to $8.76, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F5The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by Franklin Square Holdings, L.P. in multiple transactions at prices ranging from $8.62 to $8.85, inclusive. The price reported in Column 4 is the weighted average price. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.