SEC Form 4 · accession 0001387131-15-000831
FS KKR Capital Corp · FSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — Chief Executive Officer · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2015 | P | 10,000 | $9.85 | A | 141,727 | D | |
| Common StockF2 | Mar 10, 2015 | P | 7,923 | $9.85 | A | 149,650 | D | |
| Common StockF2 | holding | — | — | — | 50,389 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 354,196 | I | By Franklin Square Holdings, L.P. | |
| Common StockF2 | holding | — | — | — | 9,762 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 2,454 | I | By Trust FBO Minor Children | |
| Common StockF2 | holding | — | — | — | 8,661 | I | In 401(k) account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases were effected in multiple transactions, each at a price of $9.85 per share. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.
- F2Includes shares received through stock distributions and shares received on account of reinvested distributions.
- F3The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein.