SEC Form 4 · accession 0001393905-16-000993
Blue Earth, Inc. · BBLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Robert Powell
Officer — Chief Executive Officer · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | J | 600,000 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF2 | $1.00 | Aug 1, 2016 | J | 400,000 | D | — | Aug 31, 2025 | Common Stock | 400,000 | 0 | D |
| Non-Qualified Stock OptionsF2 | $1.00 | Aug 1, 2016 | J | 100,000 | D | — | Aug 31, 2025 | Common Stock | 100,000 | 0 | D |
| Non-Qualified Stock OptionsF2 | $2.00 | Aug 1, 2016 | J | 1,000,000 | D | — | Aug 31, 2025 | Common Stock | 1,000,000 | 0 | D |
| Non-Qualified Stock OptionsF2 | $3.00 | Aug 1, 2016 | J | 1,000,000 | D | — | Aug 31, 2025 | Common Stock | 1,000,000 | 0 | D |
| Non-Qualified Stock OptionsF2 | $4.00 | Aug 1, 2016 | J | 1,000,000 | D | — | Aug 31, 2025 | Common Stock | 1,000,000 | 0 | D |
Explanation of responses
- F1Pursuant to the Joint Plan of Reorganization of Blue Earth, Inc. and Jackson Investment Group LLC dated July 20, 2016, these securities were cancelled.
- F2These options were to vest over a four-year period in arrears from September 1, 2015 in equal quarterly installments.