SEC Form 4 · accession 0001393905-15-000001
Blue Earth, Inc. · BBLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnny R Thomas
Officer — CEO · Director
Period of report
Dec 30, 2014
Accepted (ET)
Jan 2, 2015 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001422109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2014 | M | 87,000 | $0.01 | A | 1,142,000 | I | See Note 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.01 | Dec 30, 2014 | X | 87,000 | D | Aug 8, 2013 | Aug 8, 2023 | Common Stock | 87,000 | 0 | I |
Explanation of responses
- F1The shares were issued pursuant to an exercise of warrants held by JRT Trust, for which the reporting person claims beneficial ownership.
- F2Does not include warrants to purchase common stock that were awarded to the reporting person, but assigned to third parties which are entities in which the reporting person disclaims any beneficial ownership interest.