SEC Form 4 · accession 0001432453-15-000016
Trident Brands Inc · TDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Holcombe
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Mar 21, 2011
Accepted (ET)
Mar 9, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2011 | S | 400,000 | $0.0038 | D | 12,000,000 | D | |
| Common Stock | Feb 6, 2015 | S | 2,000,000 | $0.05 | D | 10,000,000 | D | |
| Common Stock | holding | — | — | — | 12,400,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $0.75 | May 5, 2014 | A | 100,000 | A | May 5, 2015 | May 4, 2019 | Common Shares | 100,000 | 100,000 | D |
| Stock OptionsF3 | $1.00 | May 5, 2014 | A | 100,000 | A | May 5, 2016 | May 4, 2019 | Common Shares | 100,000 | 100,000 | D |
| Stock OptionsF4 | $1.50 | May 5, 2014 | A | 100,000 | A | May 5, 2017 | May 4, 2019 | Common Shares | 100,000 | 100,000 | D |
Explanation of responses
- F1The original number of shares sold by Mr. Holcombe was 100,000 common shares. The share amounts indicated on this form represent post-split shares.
- F2100,000 options vest twelve (12) months from the date of issuance at $0.75;
- F3100,000 options vest twenty four (24) months from the date of issuance at $1.00;
- F4100,000 options vest thirty six (36) months from teh date of issuance at $1.50.