SEC Form 4 · accession 0001165527-19-000016
Trident Brands Inc · TDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Holcombe
Director · 10% Owner · Other
Period of report
Jan 2, 2019
Accepted (ET)
Feb 20, 2019 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2011 | S | 400,000 | $0.0038 | D | 12,000,000 | D | |
| Common Stock | Feb 6, 2015 | S | 2,000,000 | $0.05 | D | 10,000,000 | D | |
| Common Stock | Sep 26, 2016 | S | 6,500,000 | $0.05 | D | 3,500,000 | D | |
| Common Stock | Sep 26, 2016 | S | 3,000,000 | $0.05 | D | 500,000 | D | |
| Common StockF2 | Jan 2, 2019 | P | 150,000 | $0.38 | A | 12,400,000 | D | |
| Common Stock | holding | — | — | — | 12,550,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3 | $0.75 | May 5, 2014 | A | 100,000 | A | May 5, 2015 | May 5, 2019 | Common Stock | 100,000 | 100,000 | D |
| Common Stock OptionsF3 | $1.00 | May 5, 2014 | A | 100,000 | A | May 5, 2016 | May 5, 2019 | Common Stock | 100,000 | 100,000 | D |
| Common Stock OptionsF3 | $1.50 | May 5, 2014 | A | 100,000 | A | May 5, 2017 | May 5, 2019 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The original number of shares sold by Mr. Holcombe was 100,000 common shares. The share amounts indicated on this form represent post-split shares.
- F2On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.
- F3Options were granted pursuant to the 2013 Stock Option Plan of the Company.