SEC Form 4 · accession 0001165527-19-000015
Trident Brands Inc · TDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Salvo
Officer — Controller
Period of report
Jan 7, 2019
Accepted (ET)
Feb 20, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421907
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | A | 10,000 | $0.38 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $0.75 | May 5, 2014 | A | 50,000 | A | May 5, 2015 | May 5, 2019 | Common Stock | 50,000 | 50,000 | D |
| Common Stock OptionsF1 | $1.00 | May 5, 2014 | A | 50,000 | A | May 5, 2016 | May 5, 2019 | Common Stock | 50,000 | 100,000 | D |
| Common Stock OptionsF1 | $1.50 | May 5, 2014 | A | 50,000 | A | May 5, 2017 | May 5, 2019 | Common Stock | 50,000 | 150,000 | D |
Explanation of responses
- F1Options were granted pursuant to the 2013 Stock Option Plan of the Company.