SEC Form 4 · accession 0000899243-17-004336
Trident Brands Inc · TDNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LPF (MCTECH) Investment Corp.
10% Owner
Period of report
Mar 31, 2015
Accepted (ET)
Feb 16, 2017 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421907
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory Note due March 31, 2016F2 | $0.71 | Jan 29, 2015 | J | — | A | Mar 31, 2015 | Mar 31, 2016 | Common Stock | 704,225 | — | D |
Explanation of responses
- F1Acquisition of a Convertible Promissory Note for US$500,000 due March 31, 2016, earning interest at rate of 6% and convertible at any time at a conversion price equal to $0.71.
- F2The Convertible Promissory Note is subject to accrual of interest such that the number of shares will increase over time.
Remarks
This report on Form 4 is being filed to reflect an event which, as a result of an administrative error, was not identified as requiring a filing on Form 4 at the time such report was due. Upon discovering this oversight, the reporting person took steps to file this Form 4, which reflects information as of March 31, 2015.