SEC Form 5 · accession 0001079974-15-000187
WESTMOUNTAIN GOLD, INC. · WMTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BOCO Investments LLC
10% Owner
Period of report
Oct 31, 2014
Accepted (ET)
Mar 12, 2015 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421601
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.50 | Apr 23, 2014 | J | 62,500 | D | Aug 2, 2013 | Aug 1, 2016 | Common | 62,500 | 12,810,570 | D |
| Warrant | $0.01 | Apr 23, 2014 | J | 1,000,000 | A | Apr 23, 2014 | Apr 21, 2019 | Common | 1,000,000 | 12,810,570 | D |
| Warrant | $0.01 | Apr 23, 2014 | J | 22,000 | A | Apr 22, 2019 | Apr 21, 2019 | Common | 22,000 | 12,810,570 | D |
| Warrant | $0.01 | Apr 23, 2014 | J | 200,000 | A | Nov 15, 2019 | Apr 22, 2019 | Common | 200,000 | 12,810,570 | D |
| Warrant | $0.25 | Apr 23, 2014 | J | 1,250,000 | A | Sep 30, 2022 | Sep 30, 2022 | Common | 1,250,000 | 12,810,570 | D |
| Warrant | $1.50 | Apr 23, 2014 | J | 1,136,615 | A | Sep 30, 2022 | Sep 30, 2022 | Common | 1,136,615 | 12,810,570 | D |
| Warrant | $0.01 | Apr 23, 2014 | J | 715,500 | A | Apr 22, 2019 | Apr 22, 2019 | Common | 715,500 | 12,810,570 | D |
| Warrant | $0.10 | Apr 23, 2014 | J | 1,250,000 | A | May 7, 2023 | May 7, 2023 | Common | 1,250,000 | 12,810,570 | D |
| Warrant | $0.10 | Apr 23, 2014 | J | 1,250,000 | A | Jun 26, 2023 | Jun 26, 2023 | Common | 1,250,000 | 12,810,570 | D |
| Warrant | $0.01 | Apr 23, 2014 | J | 62,500 | A | Apr 23, 2014 | Aug 1, 2021 | Common | 62,500 | 12,810,570 | D |
Explanation of responses
- F1The previously reported warrants were re-priced as consideration for a Loan and Note Modification Agreement.
- F2The previously reported warrants were extended as consideration for a Loan and Note Modification Agreement.
- F3Issuer's default on certain Promissory Notes caused the Exercise Price of these previously reported warrants to adjust to the lesser of $0.10 per share or a price per share equal to eighty percent (80%) of the lowest price at which a common share in the Company has been issued.