SEC Form 4/A · accession 0001437749-16-043113
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rodney Clemente
Officer — VP, Global Desalination Sales
Period of report
Aug 9, 2016
Accepted (ET)
Dec 8, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2016 | S | 14,760 | $12.9906 | D | 15,823 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This figure is the weighted average sales price of multiple trades ranging from $12.9870 to $13.10 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request.
Remarks
The original Form 4 filed on August 10, 2016 is amended by this Form 4 Amendment to correctly reflect the disposition as an open market sale of securities.