SEC Form 4 · accession 0001437749-16-034444
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arve Hanstveit
Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.60 | Jun 23, 2016 | A | 15,327 | A | — | Jun 23, 2026 | Common Stock | 15,327 | 315,161 | D |
Explanation of responses
- F1The Shares will fully vest and become exercisable on the 2017 Annual Meeting date, anticipated to be on or about June 23, 2017.