SEC Form 4 · accession 0001437749-16-031724
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Yu Lang Mao
Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 25,000 | $3.45 | A | 122,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.45 | May 11, 2016 | M | 25,000 | D | Sep 15, 2011 | Sep 15, 2020 | Common Stock | 25,000 | 0 | D |