SEC Form 4 · accession 0001437749-16-028177
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arve Hanstveit
Director
Period of report
Mar 21, 2016
Accepted (ET)
Mar 22, 2016 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2016 | S | 27,900 | $10.1113 | D | 1,195,800 | D | |
| Common Stock | holding | — | — | — | 150,000 | I | Held by Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales pursuant to filed 10b5-1 plan. This figure is the sales price of multiple trades at $10.1113 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price, upon request.