SEC Form 4 · accession 0001437749-15-021059
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Peter Michelet
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2015 | S | 12,753 | $7.5301 | D | 383,347 | D | |
| Common StockF2 | Nov 17, 2015 | S | 13,647 | $7.1291 | D | 369,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This figure is the weighted average sales price of multiple trades ranging from $7.50 to $7.60 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- F2This figure is the weighted average sales price of multiple trades ranging from $7.11 to $7.14 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.