SEC Form 4 · accession 0001437749-15-002167
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Yu Lang Mao
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.53 | Feb 6, 2015 | A | 44,456 | A | — | Feb 6, 2025 | Common Stock | 44,456 | 171,442 | D |
Explanation of responses
- F1The Shares will fully vest on the first anniversary of the vesting commencement date of June 20, 2014