SEC Form 4 · accession 0001421517-19-000015
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lenox Sharon E Smith
Officer — Corp. Controller & CAO
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2019 | F | 536 | $8.4122 | D | 12,609 | D | |
| Common StockF3,F4 | Feb 4, 2019 | F | 532 | $7.6626 | D | 12,077 | D | |
| Common StockF3,F4 | Feb 5, 2019 | F | 395 | $7.7364 | D | 11,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- F2Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.
- F3Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- F4Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.