SEC Form 4 · accession 0001421517-18-000117
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans Peter Michelet
Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.49 | Jun 14, 2018 | A | 15,879 | A | — | Jun 14, 2028 | Common Stock | 15,879 | 497,766 | D |
| Stock Option (Right to Buy)F2 | $2.49 | Jun 14, 2018 | M | 39,424 | A | — | Aug 14, 2022 | Common Stock | 39,424 | 458,342 | D |
Explanation of responses
- F1The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019.
- F2The Shares will fully vest on the first anniversary of the vesting commencement date of June 5, 2012.