SEC Form 4 · accession 0001421517-18-000062
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Yeung
Officer — General Counsel
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 21, 2018 | A | 11,572 | $0.00 | A | 41,982 | D | |
| Common Stock | holding | — | — | — | 8,068 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- F2This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019.