SEC Form 4 · accession 0001421517-18-000037
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Gay
Officer — President and CEO
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 11:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 14, 2018 | F | 405 | $7.31 | D | 97,476 | D | |
| Common StockF4,F5 | Feb 14, 2018 | F | 2,425 | $7.645 | D | 95,051 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents RSU vestings from February 1, 2018 through February 14, 2018.
- F2Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- F3Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting.
- F4Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- F5Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting.
Remarks
Exhibit 24; Power of Attorney