SEC Form 4 · accession 0001140361-15-011867
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ole Peter Lorentzen
10% Owner
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 12, 2015 | P | 200,000 | $2.7438 | A | 8,490,334 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing persons are Ole Peter Lorentzen and Ludvig Lorentzen AS. Mr. Lorentzen is the controlling owner of Ludvig Lorentzen AS. The Issuer's Common Shares reported on this Form 4 as being beneficially owned by Mr. Lorentzen include 7,700,000 Common Shares held by Ludvig Lorentzen AS and Common Shares held by other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.