SEC Form 4 · accession 0001140361-15-005104
Energy Recovery, Inc. · ERII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ole Peter Lorentzen
Director · 10% Owner
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421517
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.53 | Feb 6, 2015 | A | 16,449 | A | — | Feb 6, 2025 | Common Stock | 16,449 | 16,449 | D |
Explanation of responses
- F1The shares will fully vest on June 20, 2015.