SEC Form 4/A · accession 0001701904-17-000009
Intrepid Potash, Inc. · IPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Aug 9, 2017
Accepted (ET)
Aug 14, 2017 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F4 | Aug 9, 2017 | P | 105,000 | $3.2752 | A | 15,405,041 | I | By Saratoga Asset Management, S.A. |
| Common StockF2 | Aug 11, 2017 | P | 16,400 | $3.40 | A | 15,421,441 | I | By Saratoga Asset Management, S.A. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 amendment includes this line of shares of Common Stock which were inadvertently omitted in the original Form 4 filed on August 11, 2017.
- F2This Form 4 amendment corrects the amount listed in this column 5 to account for the additional 105,000 shares of common stock included in this Form 4 amendment. No other amendments are made to the original Form 4 filed on August 11, 2017.
- F3The total Common Stock shares are held directly by Saratoga Asset Management S.A., a wholly-owned subsidiary of Clearway Capital Management Ltd. Saratoga Asset Management S.A. acquired the total Common Stock shares through regular open-market transactions.
- F4Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.
Remarks
This Form 4/A is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly holds all of the Common Stock Shares of the Issuer being reported in this Form 4/A. Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4/A.