SEC Form 4 · accession 0001140361-16-088428
Intrepid Potash, Inc. · IPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Considine
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2016 | S | 29,921 | $1.29 | D | 123,535 | D | |
| Common StockF3 | holding | — | — | — | 4,840 | I | By foundation | |
| Common Stock | holding | — | — | — | 4,840 | I | Through CIC Retirement Plan, a qualified retirement plan | |
| Common Stock | holding | — | — | — | 38,720 | I | Through Carbondale Corporation Retirement Plan, a qualified retirement plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.24 to $1.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2Represents shares of restricted stock.
- F3Shares are held by a non-profit foundation, a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code for which the reporting person disclaims any beneficial ownership and for which the reporting person has shared voting and investment power.