SEC Form 4 · accession 0001140361-16-056603
Intrepid Potash, Inc. · IPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Jornayvaz III
Officer — Exec. Chair, President & CEO · Director · 10% Owner
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 2, 2016 | P | 163,361 | $0.8421 | A | 11,049,898 | I | By Intrepid Production Corporation |
| Common StockF4,F3 | Mar 3, 2016 | P | 248,000 | $0.9636 | A | 11,297,898 | I | By Intrepid Production Corporation |
| Common StockF5,F3 | Mar 4, 2016 | P | 50,253 | $1.0291 | A | 11,348,151 | I | By Intrepid Production Corporation |
| Common StockF1 | holding | — | — | — | 109,863 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 92,562 unrestricted shares of common stock and 17,301 shares of restricted stock.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.7900 to $0.8596, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.
- F4The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.9312 to $0.9800, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.9862 to $1.0500, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.