SEC Form 4 · accession 0001140361-15-035616
Intrepid Potash, Inc. · IPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Jornayvaz III
Officer — Exec. Chair, President & CEO · Director · 10% Owner
Period of report
Sep 17, 2015
Accepted (ET)
Sep 21, 2015 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001421461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 17, 2015 | P | 30,000 | $7.2925 | A | 10,639,949 | I | By Intrepid Production Corporation |
| Common StockF3,F2 | Sep 18, 2015 | P | 35,000 | $6.86 | A | 10,674,949 | I | By Intrepid Production Corporation |
| Common StockF4,F2 | Sep 21, 2015 | P | 10,000 | $6.5689 | A | 10,684,949 | I | By Intrepid Production Corporation |
| Common StockF5 | holding | — | — | — | 118,476 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.19 to $7.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2Mr. Jornayvaz is the sole stockholder, sole director, and President of Intrepid Production Corporation.
- F3The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.70 to $6.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $6.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5Represents 75,220 unrestricted shares of common stock and 43,256 shares of restricted stock.