SEC Form 4 · accession 0001420811-19-000008
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Kampfer
Officer — Chief Legal Officer
Period of report
Jan 23, 2019
Accepted (ET)
Jan 24, 2019 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2019 | M | 16,667 | $0.375 | A | 301,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.375 | Jan 23, 2019 | M | 16,667 | D | — | Dec 8, 2021 | Common Stock | 16,667 | 0 | D |
Explanation of responses
- F1Shares subject to the option are fully vested and immediately exercisable.