SEC Form 4 · accession 0001420811-18-000187
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodriquez Manuel Sanchez
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 15, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | A | 25,782 | $0.00 | A | 25,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.68 | Nov 14, 2018 | A | 44,898 | A | — | Nov 13, 2028 | Common Stock | 44,898 | 44,898 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units ("RSUs") which vest in twelve equal, quarterly installments beginning on March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
- F2Shares subject to the option vest in forty-eight equal installments beginning on December 14, 2018.