SEC Form 4 · accession 0001420811-18-000151
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Sinigaglia
Officer — Chief Accounting Officer
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | A | 3,014 | $4.445 | A | 83,925 | D | |
| Common StockF2 | Sep 17, 2018 | S | 3,014 | $7.5838 | D | 80,911 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $7.53 to $7.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.