SEC Form 4 · accession 0001420811-18-000103
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald F Verni
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2018 | A | 15,229 | $0.00 | A | 73,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.91 | May 16, 2018 | A | 27,398 | A | — | May 15, 2028 | Common Stock | 27,398 | 27,398 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 16, 2019.
- F2Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 16, 2019.