SEC Form 4 · accession 0001420811-18-000071
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Brause
Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2018 | A | 94,305 | $0.00 | A | 94,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $5.54 | Apr 16, 2018 | A | 243,903 | A | — | Apr 15, 2028 | Common Stock | 243,903 | 243,903 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on May 1, 2019.
- F2One-fourth of the shares subject to the option vest on March 26, 2019 and one forty-eighth of the shares subject to the option vest monthly thereafter.