SEC Form 4 · accession 0001420811-17-000076
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil E Wolfson
Director
Period of report
May 10, 2017
Accepted (ET)
May 11, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2017 | A | 22,557 | $0.00 | A | 163,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.99 | May 10, 2017 | A | 37,736 | A | — | May 9, 2027 | Common Stock | 37,736 | 37,736 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan.
- F2Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 10, 2018.