SEC Form 4 · accession 0001420811-17-000014
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James William Hobson
Officer — Chief Operating Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | M | 221,000 | $0.375 | A | 297,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.375 | Feb 17, 2017 | M | 221,000 | D | — | Jul 11, 2021 | Common Stock | 221,000 | 9,000 | D |
Explanation of responses
- F1Options are fully vested and immediately exercisable.