SEC Form 4 · accession 0001420811-16-000172
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane J. Thompson
Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | A | 19,272 | $0.00 | A | 25,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $4.67 | May 11, 2016 | A | 27,650 | A | — | May 10, 2026 | Common Stock | 27,650 | 27,650 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 11, 2017. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan.
- F2Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 11, 2017.