SEC Form 4 · accession 0001420811-16-000129
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Katzenberg
Officer — Chief Financial Officer
Period of report
Feb 25, 2016
Accepted (ET)
Mar 17, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | J | 13,957 | $0.00 | A | 436,396 | D | |
| Common StockF1,F2 | Feb 25, 2016 | J | 13,957 | $0.00 | D | 11,034 | I | See footnote |
| Common StockF3 | holding | — | — | — | 25,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares, which were previously reported as held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee, were distributed to the Reporting Person for no consideration on February 25, 2016 and are now held directly by the Reporting Person.
- F2The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- F3The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.