SEC Form 4 · accession 0001420811-16-000125
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Kampfer
Officer — Chief Legal Officer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | A | 2,362 | $6.0265 | A | 187,873 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d).