SEC Form 4 · accession 0001420811-16-000100
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Sinigaglia
Officer — SVP/Principal Accounting Ofcr
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2016 | A | 10,825 | $0.00 | A | 47,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.57 | Jan 28, 2016 | A | 31,848 | A | — | Jan 27, 2026 | Common Stock | 31,848 | 31,848 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on February 1, 2017.
- F2One-fourth of the shares subject to the option vest on January 28, 2017 and one forty-eighth of the shares subject to the option grant vest monthly thereafter.