SEC Form 4 · accession 0001420811-15-000037
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Kampfer
Officer — Chief Legal Officer
Period of report
Jul 30, 2015
Accepted (ET)
Jul 31, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | A | 40,096 | $0.00 | A | 183,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.67 | Jul 30, 2015 | A | 98,232 | A | — | Jul 30, 2025 | Common Stock | 98,232 | 98,232 | D |
Explanation of responses
- F1The reported shares are represented by restricted stock units which vest in four equal annual installments beginning on August 1, 2016.
- F2One-fourth of the shares subject to the option vest on July 30, 2016 and one forty-eighth of the shares vest monthly thereafter.