SEC Form 4 · accession 0001420811-15-000019

On Deck Capital, Inc. · ONDK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 4:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001420811

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 1, 2015	A	6,225	$0.00	A	6,225	D
Common Stock^F2	holding	—	—		—	4,051,138	I	See footnote
Common Stock^F3	holding	—	—		—	4,051,138	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$14.46	Jun 1, 2015	A	9,837	A	—	May 31, 2025	Common Stock	9,837	9,837	D

F1The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 1, 2016.
F2The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). The Reporting Person is a managing director of Institutional Venture Management XIII LLC, the general partner of IVP XIII, and shares voting and dispositive power with respect to the shares held by IVP XIII. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
F3The shares are held of record by Institutional Venture Partners XIV, L.P. ("IVP XIV"). The Reporting Person is a managing director of Institutional Venture Management XIV LLC, the general partner of IVP XIV, and shares voting and dispositive power with respect to the shares held by IVP XIV. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
F4Shares subject to the option vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or June 1, 2016.