SEC Form 4 · accession 0001209191-15-027956
On Deck Capital, Inc. · ONDK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Kampfer
Officer — Chief Legal Officer
Period of report
Mar 18, 2015
Accepted (ET)
Mar 19, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420811
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2015 | M | 2,083 | $0.375 | A | 140,208 | D | |
| Common Stock | Mar 18, 2015 | M | 2,708 | $0.68 | A | 142,916 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.375 | Mar 18, 2015 | M | 2,083 | D | — | Dec 9, 2021 | Common Stock | 2,083 | 16,667 | D |
| Employee Stock Option (right to buy)F2 | $0.68 | Mar 18, 2015 | M | 2,708 | D | — | Apr 26, 2023 | Common Stock | 2,708 | 70,417 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vested on December 9, 2012 and one forty-eighth of the shares vest monthly thereafter.
- F2One-fourth of the shares subject to the option vested on April 26, 2014 and one forty-eighth of the shares vest monthly thereafter.