SEC Form 4 · accession 0001209191-17-036407
Enovis CORP · ENOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A. Lynne Puckett
Officer — SVP, GC & Secretary
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001F1 | May 30, 2017 | M | 14,355 | $21.77 | A | 40,907 | D | |
| Common Stock, par value $.001F2 | May 30, 2017 | S | 10,882 | $40.1375 | D | 30,025 | D | |
| Common Stock, par value $.001 | holding | — | — | — | 1,111 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $21.77 | May 30, 2017 | M | 14,355 | D | — | Feb 25, 2018 | Common Stock, par value $.001 | 14,355 | 0 | D |
Explanation of responses
- F1The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on May 16, 2017. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in February 2018, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
- F2The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.07, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The option vested in three equal annual installments beginning on February 24, 2012.