SEC Form 4 · accession 0001209191-16-143643
Enovis CORP · ENOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A. Lynne Puckett
Officer — SVP, GC & Secretary
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001F1 | Sep 29, 2016 | M | 1 | $14.48 | A | 20,370 | D | |
| Common Stock, par value $.001F1 | Sep 29, 2016 | S | 1 | $31.00 | D | 20,369 | D | |
| Common Stock, par value $.001F1 | Sep 30, 2016 | M | 21,036 | $14.48 | A | 41,405 | D | |
| Common Stock, par value $.001F1 | Sep 30, 2016 | S | 21,036 | $31.00 | D | 20,369 | D | |
| Common Stock, par value $.001F1 | Oct 3, 2016 | M | 8,098 | $14.48 | A | 28,467 | D | |
| Common Stock, par value $.001 | holding | — | — | — | 1,111 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $14.48 | Sep 29, 2016 | M | 1 | D | — | Sep 26, 2017 | Common Stock, par value $.001 | 1 | 29,134 | D |
| Employee Stock Option (right to buy)F2 | $14.48 | Sep 30, 2016 | M | 21,036 | D | — | Sep 26, 2017 | Common Stock, par value $.001 | 21,036 | 8,098 | D |
| Employee Stock Option (right to buy)F2 | $14.48 | Oct 3, 2016 | M | 8,098 | D | — | Sep 26, 2017 | Common Stock, par value $.001 | 8,098 | 0 | D |
Explanation of responses
- F1The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
- F2The option vested in three equal annual installments beginning on September 27, 2011.