SEC Form 4 · accession 0001209191-15-082245
Enovis CORP · ENOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clay Kiefaber
Officer — ESAB Global CEO & EVP - Colfax
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 | Nov 23, 2015 | M | 24,690 | $11.85 | A | 120,457 | D | |
| Common Stock, par value $.001F1 | Nov 23, 2015 | S | 24,690 | $27.042 | D | 95,767 | D | |
| Common Stock, par value $.001 | Nov 24, 2015 | M | 54,424 | $11.85 | A | 150,191 | D | |
| Common Stock, par value $.001 | Nov 24, 2015 | M | 68,082 | $12.27 | A | 218,273 | D | |
| Common Stock, par value $.001 | Nov 24, 2015 | M | 51,677 | $21.77 | A | 269,950 | D | |
| Common Stock, par value $.001F2 | Nov 24, 2015 | S | 174,183 | $27.1165 | D | 95,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F3 | $11.85 | Nov 23, 2015 | M | 24,690 | D | — | Mar 28, 2017 | Common Stock, par value $.001 | 24,690 | 54,424 | D |
| Employee Stock Option (right to buy)F3 | $11.85 | Nov 24, 2015 | M | 54,424 | D | — | Mar 28, 2017 | Common Stock, par value $.001 | 54,424 | 0 | D |
| Employee Stock Option (right to buy)F6,F5 | $12.27 | Nov 24, 2015 | M | 68,082 | D | — | Jan 10, 2017 | Common Stock, par value $.001 | 68,082 | 0 | D |
| Employee Stock Option (right to buy)F7 | $21.77 | Nov 24, 2015 | M | 51,677 | D | — | Feb 23, 2018 | Common Stock, par value $.001 | 51,677 | 0 | D |
Explanation of responses
- F1The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.355, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The option vested in three equal annual installments beginning on March 29, 2011.
- F4Mr. Kiefaber's pecuniary interest in 15,823 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
- F5The option vested in three equal annual installments beginning on January 11, 2011.
- F6Mr. Kiefaber's pecuniary interest in 34,042 options in this tranche were previously transferred to his ex-wife pursuant to a domestic relations order.
- F7The option vested in three equal annual installments beginning on February 24, 2012.