SEC Form 4 · accession 0001437749-16-024541
1st Century Bancshares, Inc. · FCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Brooks
Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420525
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2016 | A | 2,000 | $0.00 | A | 184,969 | D | |
| Common Stock | holding | — | — | — | 36,226 | I | By Spouse | |
| Common Stock | holding | — | — | — | 66,300 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All 2,000 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Appendix A to the Issuer's Form DEF 14A on April 8, 2013.
- F2Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Appendix A to the Issuer's Form DEF 14A on April 8, 2013.