SEC Form 4 · accession 0001437749-15-021163
1st Century Bancshares, Inc. · FCTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Philip DiNapoli
Officer — President and COO · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420525
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | F | 2,818 | $7.97 | D | 285,140 | D | |
| Common Stock | holding | — | — | — | 46,573 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 52,500 | I | As custodian for children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013.