SEC Form 4 · accession 0001683168-26-004705
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Mears
Officer — Chief Technology Officer
Period of report
Jun 8, 2026
Accepted (ET)
Jun 10, 2026 · 4:02 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2026 | M | 10,000 | $7.01 | A | 287,950 | D | |
| Common StockF1 | Jun 8, 2026 | S | 10,000 | $8.20 | D | 277,950 | D | |
| Common StockF1 | Jun 8, 2026 | M | 10,000 | $7.01 | A | 287,950 | D | |
| Common StockF1 | Jun 8, 2026 | S | 8,863 | $8.20 | D | 279,087 | D | |
| Common StockF1 | Jun 8, 2026 | M | 8,115 | $7.65 | A | 287,202 | D | |
| Common StockF1 | Jun 8, 2026 | S | 7,313 | $8.50 | D | 279,889 | D | |
| Common StockF2 | Jun 8, 2026 | S | 9,980 | $8.20 | D | 269,909 | D | |
| Common StockF2 | Jun 8, 2026 | S | 1,000 | $8.20 | D | 268,909 | D | |
| Common StockF1 | Jun 9, 2026 | M | 10,000 | $7.01 | A | 278,909 | D | |
| Common StockF1 | Jun 9, 2026 | S | 10,000 | $8.75 | D | 268,909 | D | |
| Common StockF1 | Jun 9, 2026 | M | 10,000 | $7.01 | A | 278,909 | D | |
| Common StockF1 | Jun 9, 2026 | S | 8,012 | $8.75 | D | 270,897 | D | |
| Common Stock | holding | — | — | — | 2,666 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $7.01 | Jun 8, 2026 | M | 10,000 | D | Sep 1, 2017 | Mar 20, 2027 | Common Stock | 10,000 | 28,465 | D |
| Incentive Stock Option (right to buy)F1 | $7.01 | Jun 9, 2026 | M | 10,000 | D | Sep 1, 2017 | Mar 20, 2027 | Common Stock | 10,000 | 18,465 | D |
| Incentive Stock Option (right to buy)F1 | $7.65 | Jun 8, 2026 | M | 8,115 | D | Nov 12, 2016 | Oct 12, 2026 | Common Stock | 8,115 | 10,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.01 | Jun 8, 2026 | M | 10,000 | D | Sep 1, 2017 | Mar 20, 2027 | Common Stock | 10,000 | 42,378 | D |
| Non-Qualified Stock Option (right to buy)F1 | $7.01 | Jun 9, 2026 | M | 10,000 | D | Sep 1, 2017 | Mar 20, 2027 | Common Stock | 10,000 | 32,378 | D |
Explanation of responses
- F1The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.