SEC Form 4 · accession 0001209191-19-014965
Atomera Inc · ATOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Bibaud
Officer — CEO and President · Director
Period of report
Feb 27, 2019
Accepted (ET)
Mar 1, 2019 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001420520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | A | 76,923 | $0.00 | A | 171,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.90 | Feb 27, 2019 | A | 192,308 | A | — | Feb 27, 2029 | Common Stock | 192,308 | 192,308 | D |
Explanation of responses
- F16.25% shall vest each quarter for the next 48 months commencing on June 1, 2019.